OneDigital - retirement Plan Investment Management Agreement - 06.01.2026 - SIGNED
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OneDigital Page 15 Form ADV, Part 2A reminded to notify OneDigital of any changes they want to make to those restrictions each calendar quarter. However, because OneDigital’s managed account program is based either upon investment options contained in the plan’s core lineup or proprietary CITs, participants requesting limitations on the types of investments utilized in their accounts would likely be deemed ineligible to participate in the program. Item 17 – Voting Client Securities OneDigital does not vote client proxies or accept authority to vote client securities. Instead, clients will receive proxies and/or other solicitations directly from their account custodian or a transfer agent and maintain exclusive responsibility for directing the manner in which proxies solicited by issuers of securities owned by the client shall be voted. Clients may contact OneDigital to discuss questions they may have with respect to a particular proxy, however, OneDigital is under no responsibility to give any advice on how to vote such proxy. Item 18 – Financial Information OneDigital is unaware of any financial condition that is reasonably likely to impair its ability to meet its contractual commitments to clients.