OneDigital - retirement Plan Investment Management Agreement - 06.01.2026 - SIGNED

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OneDigital Page 15  Form ADV, Part 2A 
 
reminded to notify OneDigital of any changes they want to make to those restrictions each 
calendar quarter. However, because OneDigital’s managed account program is based either upon 
investment options contained in the plan’s core lineup or proprietary CITs, participants 
requesting limitations on the types of investments utilized in their accounts would likely be 
deemed ineligible to participate in the program. 
 
Item 17 – Voting Client Securities 
 
OneDigital does not vote client proxies or accept authority to vote client securities. Instead, 
clients will receive proxies and/or other solicitations directly from their account custodian or a 
transfer agent and maintain exclusive responsibility for directing the manner in which proxies 
solicited by issuers of securities owned by the client shall be voted. Clients may contact 
OneDigital to discuss questions they may have with respect to a particular proxy, however, 
OneDigital is under no responsibility to give any advice on how to vote such proxy. 
 
Item 18 – Financial Information 
 
OneDigital is unaware of any financial condition that is reasonably likely to impair its ability to 
meet its contractual commitments to clients.